Compliance Assistant Manager - Mortgage Lending
Company: Disability Solutions
Location: Irvine
Posted on: April 18, 2024
Job Description:
Job Title:Compliance Assistant Manager - Mortgage
LendingLocation:CA - IrvineWhat you'll do:The Assistant Compliance
Manager works under the direction of the Corporate Compliance
Associate Director to oversee Mortgage Lending areas of regulatory
compliance. They perform a key second line of defense role to
ensure the line of business processes complies with applicable laws
and regulations. The position supports overall compliance through
the execution of compliance control testing programs, risk
assessments, procedure and training reviews, and other line of
business monitoring designed to evaluate the effectiveness of line
of business practices in meeting respective regulatory compliance.
Assists with developing and maintaining the compliance program to
ensure the Company meets regulatory requirements in all areas.
Maintains current knowledge of applicable state and federal laws
and regulations pertaining to compliance and mortgage lending.
Consults on design and implementation of preventative techniques to
lessen the risk of non-compliance and legal exposure to the
Company. Contributes to the overall strategic plan of the
Compliance Department and assists with various projects as
required.What we are looking for:
- Act as a liaison for Corporate Compliance CMS contacts and
Mortgage Compliance Officers to ensure compliance framework
requirements are integrated into the Mortgage Compliance Program,
including Regulatory Change; Policies, Standards and Procedures;
Testing & Monitoring; Issue Management; Risk Assessment, and
role-based Compliance Training;
- Assist with maintaining mortgage-related risk and control
documentation to ensure all mortgage CMS activity is based on a
comprehensive and accurate library of documentation.
- Assist with compliance program reporting, including to internal
groups, committees, boards, and executive management.
- Work with the Compliance Officers to ensure identification,
documentation, and remediation of all compliance issues, whether
noted in compliance testing or monitoring, assessments, or from
external/internal audits.
- Participate as needed in the Third-Party Service Provider
Programs, to ensure mortgage compliance risk is identified and
assessed where needed, working with Compliance Officers where
appropriate;
- Perform Clean Desk Audit
- Manage Policy and Procedure and Vendor review process.
- Perform other related duties as required and assigned.
- Demonstrate behaviors that are aligned with the organization's
desired culture and values.Minimum Qualifications:
- Prior experience and current working knowledge of federal,
state, GSE (FNMA, FHLMC, HUD, VA, USDA) and CFPB regulations such
as TRID, TILA, ATR/QM, RESPA, FDCPA, TCPA, etc. and other
regulatory guidance, especially as applicable to mortgage
lending.
- Experience with federal regulatory requirements for Compliance
Management Systems.
- Ability to function independently and prioritize workload.
- Must be highly proficient in Excel, Word, and PowerPoint.
- Must be a team player with strong attention to detail and able
to work independently.
- Proven track record at delivering timely and accurate
information in a fast-paced environment.
- Excellent critical thinking, problem-solving, mathematical
skills, and sound judgment.
- Strong business acumen.
- Ability to interface with regulators and executive
management.
- At least 6 Years of Experience preferred;
- Education: Bachelor's Degree at minimum, advanced degree or
Compliance Certification preferred.Compensation: Salary range for
new hires is generally $109,436.00 - $128,749.00 for Westlake
Village, CA. Salary amount is determined by specific job location.
In addition, the role may be eligible for annual bonus/incentives
earned and restricted stock.Benefits you'll love:We offer all the
important things you'd want - like competitive salaries, an
ownership stake in the company, medical and dental insurance, time
off, a great 401k matching program, tuition assistance program, an
employee volunteer program, and a wellness program. In addition,
you'll have the opportunity to bolster your business knowledge,
learning the ins and outs of how successful companies operate and
manage their finances, giving you invaluable hands-on experience to
help grow your career!About the company:Western Alliance Bank is a
wholly owned subsidiary of Western Alliance Bancorporation.
Alliance Bank of Arizona, Alliance Association Bank, Bank of
Nevada, Bridge Bank, First Independent Bank, and Torrey Pines Bank
are divisions of Western Alliance Bank; Member FDIC. AmeriHome
Mortgage is a Western Alliance Bank company.Western Alliance
Bancorporation is committed to equal employment and will consider
all qualified applicants without regard to race, sex, color,
religion, age, nation origin, marital status, disability, protected
veteran status, sexual orientation, gender identity or genetic
information. Western Alliance Bancorporation is committed to
working with and providing reasonable accommodations for
individuals with disabilities. If you are an individual with a
disability and require a reasonable accommodation to complete any
part of the application process and/or need an alternative method
of applying, please email HR@westernalliancebank.com or call
602-386-2488. When contacting us, please provide your contact
information and state the nature of your accessibility issue. We
will only respond to inquiries concerning requests that involve a
reasonable accommodation in the application process.-- Western
Alliance Bancorporation
Keywords: Disability Solutions, Rancho Santa Margarita , Compliance Assistant Manager - Mortgage Lending, Executive , Irvine, California
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